Core Value Proposition
From Complexity to Clarity: Our Role as Your Guide
The Strategic Architect
We plan your optimal license structure and compliance framework in advance, mitigating risks and strengthening your application from the start.
The End-to-End Lead
We lead the entire process, from documentation to SFC liaison, freeing you to focus on your business.
The Compliance Translator
We "translate" your business model into a compliance narrative that the SFC understands and respects, smoothing the path to approval.
Our Professional Services
A Systematic Application Management Process
Phase 1
Pre-Application Strategy & Scoping
Business model analysis, license type determination, and detailed planning of the application timeline and resource allocation.
Phase 2
Compliance Framework & Documentation Preparation
Core service. Assistance in establishing your compliance framework, drafting key policy documents (e.g., AML/CFT Manual), and preparing the business plan.
Phase 3
Application Submission & Regulatory Liaison
We submit the application on your behalf, act as the primary contact for all SFC inquiries, and provide comprehensive interview coaching for your team.
Phase 4
Post-Approval Support
Assistance with completing post-approval registrations and providing ongoing compliance advisory services to ensure continued adherence to SFC requirements.
Our Focus SFC License Types
Our Focus SFC License Types
Type 1 License
Dealing in Securities
Licensing support for securities trading and brokerage activities, the core license for dealing firms.
Type 4 License
Advising on Securities
Enables you to provide securities investment advice, ideal for investment advisory and research firms.
Type 9 License
Asset Management
Licensing for asset management activities, the key license for fund management companies and asset managers.
